SECDefense.com
Client Matters

Welcome to SECDefense.com, the website for Jeffrey Plotkin, Attorney at Law.    Mr. Plotkin is a partner with the law firm of Day Pitney LLP in New York City, and has twenty years of experience handling securities enforcement matters.

Mr. Plotkin served for five years in the SEC's New York Regional Office where he was the Assistant Regional Administrator and chief attorney in the Division of Broker-Dealer Enforcement.

For the past fifteen years, Mr. Plotkin has defended individuals and entities nationwide in matters before the SEC, NASD, NYSE, AMEX, New York State Attorney General's Office, various state agencies, and the U.S. Department of Justice.

Mr. Plotkin also regularly handles private securities arbitration before the NASD, NYSE, and AMEX, and civil litigation in the federal and state courts involving the securities and commodities industry.

Mr. Plotkin also provides regulatory and compliance counseling to broker-dealers, investment advisers, investment companies, public and private companies, technology vendors, and individual investors.

Please take a moment to review this website for further information concerning Mr. Plotkin.

For a free consultation, contact Mr. Plotkin by or call 212.297.5815.

 


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